Regulatory Information

Quality of Execution Disclosure

Sustainability-Related Disclosures in the Financial Services Sector

Version 1.0 - January 31, 2025

Company Categorization under SFDR

dormouse Limited qualifies as a financial market participant under Article 2(1) of Regulation (EU) 2019/2088 (“SFDR”) as an investment firm authorized under Directive 2014/65/EU providing portfolio management services.

Integration of Sustainability Risks in Investment Decision‐Making Process (Article 3)

Due to the nature of our investment activities focusing exclusively on futures trading, which involves derivative financial instruments primarily used for price speculation and risk management, sustainability risks are not integrated into our investment decision-making process. These instruments are short-term in nature and do not confer ownership rights over underlying assets.

No consideration of adverse impacts of investment decisions on sustainability factors (Article 4)

In accordance with Article 4(1)(b) of SFDR, we declare that we do not consider adverse impacts of our investment decisions on sustainability factors.

The primary reasons for this position are:

  1. No direct ownership or control over underlying assets
  2. Short-term nature of futures trading positions
  3. Focus on price discovery and risk management rather than capital allocation
  4. Impracticality of assessing sustainability impacts in futures trading

This position reflects our assessment of current regulatory requirements and market practices as of January 2025. We actively monitor regulatory developments and may revise this position if new guidance emerges making such considerations more relevant to futures trading activities.

Integration of Sustainability Risks in Remuneration Policies (Article 5)

Given that sustainability risks are not integrated into our investment decision-making process due to the nature of futures trading, our remuneration policies do not include sustainability risk considerations. This approach is aligned with our overall investment strategy and is disclosed on our website at https://dormouse.com in accordance with Article 5(1) of SFDR.

Version History:

  • Version 0.9 (January 24, 2025): Initial disclosure
  • Version 1.0 (January 31, 2025): added dates, classification, remuneration policy

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